WebThere are three basic elements to the regulatory framework for federal speculative position limits: Contract limits. Which contracts are subject to speculative position limits; When these contracts are subject to limits; The size of the limits; Exemptions from the limits. Account aggregation for applying the limits.
Web17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151. Position Limits for Derivatives. 85 FR 22690, 4/23/2020 // PDF Version. 17 CFR Chapter I. Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic. Proposed Rule: 85 FR 11596 // …
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CFTC Finalizes Position Limits Rule at October 15 Open Meeting
WebOct 15, 2020 · Washington, D.C. — At its open meeting today, the Commodity Futures Trading Commission approved three final rules, including one regarding position limits for derivatives, completing the Commission’s major rulemakings related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
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CFTC Finalizes Revised Rules on Position Limits for Futures and …
WebNov 9, 2020 · CFTC rules require aggregation of positions that a market participant owns or controls for purposes of determining compliance with position limits, with certain exceptions. The Final Rule expands the scope of contracts to which the aggregation rules apply.
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Federal Register :: Position Limits for Derivatives
WebJan 14, 2021 · Among other regulatory amendments, the Commission is adopting: New and amended Federal spot-month limits for 25 physical commodity derivatives; amended single month and all-months-combined limits for most of the agricultural contracts currently subject to Federal position limits; new and amended definitions for use throughout the …
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Position Limit: What it is, How it Works, How it's Determined
WebMay 23, 2022 · A position limit is a preset level of ownership established by exchanges or regulators that limits the number of shares or derivative contracts that a trader, or any affiliated group of traders...
WebFeb 18, 2020 · On October 15, 2020, the Commodity Futures Trading Commission (CFTC) voted 3-2 to adopt new rules on speculative position limits (the Final Rule). 1 The Final Rule will become effective 60 days after publication in the Federal Register, but compliance dates vary for certain rules: January 1, 2022, for : Position limits on 16 futures contracts ...
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CFTC Finalizes Position Limits Rules - skadden.com
WebCFTC Finalizes Position Limits Rules. On October 15, 2020, the Commodity Futures Trading Commission (CFTC) voted 3-2 to adopt new rules on speculative position limits (the Final Rule).1 The Final Rule will become efective 60 days after publication in the Federal Register, but compliance dates vary for certain rules: January 1, 2022, for:
WebAfter a decade of rulemaking efforts, the Commodity Futures Trading Commission (Commission or CFTC) is proposing revisions to its regulations concerning federal speculative position limits (the Proposal)1 to conform to the Wall Street Transparency and Accountability Act of 2010 (Dodd-Frank Act) amendments to the Commodity Exchange Act (CEA or Act).
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CFTC Position Limits Rule Became Effective March 15
WebMar 19, 2021 · In short, the Final Rule includes (1) new and amended federal spot-month position limits for twenty-five physical commodity derivatives contracts; (2) amended single-month and all-months-combined limits for most of the nine agricultural contracts previously subject to federal position limits (the “Legacy Contracts”); (3) new and amended definiti...
